Regulatory

Our team of professionals in regulatory services have extensive experience in providing regulatory advisory and compliance services. We have arrangements with senior advisors, who, in the past, have worked with the regulators and provide a valuable perspective.

FEMA

  • Filing of intimation to RBI on receipt of remittance from non-resident for share purchase
  • Issuing share valuation certificate connected with the filing of Form SMF from a Chartered Accountant
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  • Preparation and filing of documents along with Form SMF with the RBI
  • Preparation and filing of FLA return
  • Overseas Direct Investment (ODI) related compliances
  • External Commercial Borrowing (ECB) related compliance
  • Annual and event-based compliances of FCRA registered entities

NBFC

  • Assist in preparing and filing application for NBFC registration
  • Filing NBFC returns and other documents with RBI
  • Drafting of business documents
  • Advisory on compliance with regulations and master directions issued by RBI
  • Health check-up and diligence from tax and regulatory perspective
  • Assistance in responding to queries from RBI

SEBI

  • Registration assistance including optimal structure, fact pattern accepted by SEBI, drafting application and representation for Foreign Portfolio Investor, Foreign Venture Capital Investor, Alternative Investment Fund, Portfolio Management, Investment Advisor and Research Analyst
  • Issuing annual compliance certificates and carrying audit in accordance with SEBI regulations
  • Ongoing compliance support with SEBI regulations
  • Liaising with intermediaries, viz., trustees, custodians, credit rating agencies, etc.